-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQjndTLLzx9Fhqam9b5LLJJzND6989RmzVzYZa9CQG0wh6z72v1Zx7dkB8Cs2otB lvYOJ1RajZuCxvYjvOb2ZA== 0000889812-98-001677.txt : 19980703 0000889812-98-001677.hdr.sgml : 19980703 ACCESSION NUMBER: 0000889812-98-001677 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980702 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-09976 FILM NUMBER: 98660162 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDER NORMAN E/ CENTRAL INDEX KEY: 0001015725 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2127013685 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13D/A 1 AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 25049 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* SEQUA CORPORATION (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 81732 010 (CUSIP Number) Mr. Norman E. Alexander c/o Sequa Corporation 200 Park Avenue, New York, NY 10166 (Name, Address and Telephone Number of Person Authorized to Received Notices and Communications) June 25, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box /__/. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 81732 010 1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Norman E. Alexander 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)* (a) x --- (b) --- 3) SEC USE ONLY 4) SOURCE OF FUNDS (SEE INSTRUCTIONS) 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. 7) SOLE VOTING POWER 2,158,928 NUMBER OF SHARES 8) SHARED VOTING POWER BENEFICIALLY None OWNED BY EACH 9) SOLE DISPOSITIVE POWER REPORTING 2,158,928 PERSON WITH 10) SHARED DISPOSITIVE POWER None 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,158,928 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.52% 14) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN SCHEDULE 13D CUSIP No. 81732 010 1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Fifty Broad Street, Inc. I.R.S. Id. No. 13-1769653 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)* (a) x (b) 3) SEC USE ONLY 4) SOURCE OF FUNDS (SEE INSTRUCTIONS) 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6) CITIZENSHIP OR PLACE OF ORGANIZATION New York 7) SOLE VOTING POWER 80,712 NUMBER OF SHARES 8) SHARED VOTING POWER BENEFICIALLY None OWNED BY EACH 9) SOLE DISPOSITIVE POWER REPORTING 80,712 PERSON WITH 10) SHARED DISPOSITIVE POWER None 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 80,712 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.18% 14) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO. The Schedule 13D Statement previously filed with the Securities and Exchange Commission by Norman E. Alexander and certain corporations directly or indirectly wholly-owned by Mr. Alexander (the "Corporations") with respect to Sequa Corporation Class A Common Stock (the "Shares") is amended by the following information. Item 5. Interest in Securities of the Issuer (a) As of the date of this filing Mr. Alexander individually and through the Corporations beneficially owns an aggregate of 2,158,928 Shares, which is approximately 31.52% of the Shares outstanding. Fifty Broad owns 80,712 Shares, which is approximately 1.18% of the Shares outstanding. (c) On May 22, 1997, Fifty Broad gifted 20,751 Shares to the Norman and Marjorie Alexander Foundation (the "Foundation"). On March 29, 1998, Mr. Alexander gifted an aggregate of 36,306 Shares to his adult children. On June 25, 1998, Mr. Alexander gifted 16,664 Shares to the Foundation. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FIFTY BROAD STREET, INC. FORFED CORPORATION 42 NEW STREET INC. YOUANDI CORPORATION GALLEON SYNDICATE CORPORATION /s/ Norman E. Alexander -------------------------------------------- Norman E. Alexander Individually and on behalf of the above-named Corporation as President or Chairman Date: July 2, 1998 -----END PRIVACY-ENHANCED MESSAGE-----